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ONT Re: Inquiry into Inquiry




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Howard Pattee wrote (HP):
John Collier wrote (JC):
Jon Awbrey wrote (JA):

JC, on a parallel thread:

    | I've argued that supervenience is basically an empty concept that avoids
    | the difficult issues (empty formalism of the worst kind in Jon's sense).

As far as I can tell from my records, it was JC who introduced the phrase "empty formalism"
into this discussion.  Perhaps it was intended to be a para-phrase.  At any rate, it seems
to have served its purpose as a straw-person and should now be considered utterly sans wit.

After a few days of idle reflection in widely-scattered airports I eventually arrived
at the potential insight that John and I were simply talking on totally skew lines this
whole time, as I was talking about the life of inquiry and mathematics in particular as
cultural systems and not as formal systems.

JC: Peirce would argue that formalization in this sense leads
    to loss of meaningfulness, and is intrinsically impossible.
    Wittgenstein, in his later work, held out for a similar
    position.  Barwise and Perry, in Situations and Attitudes,
    take a similar position to Peirce and Wittgenstein on
    formalizability, but they conceal this for practical
    reasons (most analytic philosophers reject the position
    a fortiori -- it is incompatible with their methodology).
    Hertz is a nice example, since he is not as positivistic
    as some of his cohorts, but as Stan pointed out, the strict
    distinction between syntax and semantics and interpretation
    of signs is not supported by Peirce.  The reason is that to
    be a sign in the fullest sense requires all three, and one
    without the other can only be separated in abstraction
    (meaning simply that we consider partially by focusing
    on one aspect or another).

I do not think that Peirce used the words "formal" and "formalizable"
in this way, at least not much, and so I am guessing that this is yet
another interpolation that will only add to the confusion over form.

HP: It really makes no difference to physicists if philosophers like 
    Peirce, Wittgenstein, Barwise and Perry, or anyone else, supports
    or rejects their normative strategy of separating syntax and semantics,
    that is, separating the formal mathematical expression of laws and the 
    interpretation of laws (including measurement of initial conditions). 
    Nobody believes that perfect objectivity and totally meaningless and 
    precise formalization are attainable, anyway, so that is not an issue.
    But that does not make these ideals a bad normative strategy.  Just
    because absolute beauty, truth, and justice don't exist does not make
    striving for them a bad normative strategy.

Where I left off here was asking Howard what he meant by "strict separation"
of syntax and semantics, and I have yet to get an answer to this.  I do not
think it makes much sense to say that Peirce did or did not separate them
until you specify what sense you mean.  For example, would you say that
the X-axis and the Y-axis in a cartesian coordinate system are strictly
separate or not?  What about the lines of latitude and longitude?


JC: Much as I agree with the gist of what you wrote in what followed, I think it does matter
    for two reasons.  The first is simply that I think it is important to understand what
    scientists are actually doing, not just what they think they are doing, or what they
    are trying to do.  The other reason is that my studies of the incommensurability
    issues leads me to think that over-striving is a big source of the sort of
    communication problems that arise across paradigms.  I think this also
    applies in more mundane practices like culture and politics.  In fact
    one of the reasons that I studied the problem for ten years or so was
    that I believe science is one of the most rational if not the most
    rational of our cultural pursuits, and that if it has elements of
    irrationality and even dogged stubbornness, as Hanson, Kuhn, and
    Feyerabend suggested, then the hope in politics is limited.
    Growing up in Quebec, I was all to aware of how different
    cultures could avoid engaging each other except in the
    meanest terms, so I hoped to understand why scientists
    are sometimes mean in order to get a broader view.

JC: I also think that a more modest view of science is appropriate for finding 
    common ground in the science wars.  I'm currently re-evaluating Sellars 
    views of the Manifest and Scientific Images from this perspective for a 
    book to be published in Australia on his view of our schizophrenic 
    intellectual heritage.

JC: I am also not at all sure that it is off the present topic,
    concerning the true nature of inquiry.

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Subj:  OCA: Re: Mathematics As Formalism -- Glass Beads & Jewels Of Denial
Date:  Mon, 03 Sep 2001 01:46:08 -0400
From:  Jon Awbrey <jawbrey@oakland.edu>
  To:  Organization Complexity Autonomy <oca@cc.newcastle.edu.au>
  CC:  Generic Ontology Group <ontology@ieee.org>, Arisbe <arisbe@stderr.org>

John Collier wrote (JC):
Jon Awbrey wrote (JA):

JA, casting Runes:

    | Formalism (Mathemetical) is a name which has been given to any one
    | of various accounts of the foundations of mathematics which emphasize
    | the formal aspects of mathematics as against content or meaning, or which,
    | in whole or in part, deny content to mathematical formulas.  The name is often
    | applied, in particular, to the doctrines of Hilbert, although Hilbert himself
    | calls his method axiomatic, and gives to his syntactical or metamathematical
    | investigations the name Beweistheorie ('proof theory', q.v.).
    |
    | Alonzo Church, in Runes, DOP, page 111.
    | Dagobert D. Runes, 'Dictionary of Philosophy',
    | Littlefield, Adams, & Co., Totowa, NJ, 1972.

JC: My point is that these are always abstractions from more concrete cases, and
    always occur in context.  "Just follow the rules" is not possible in general
    unless the rules are embedded within some system whose context specifies what
    the rules are.  A "meaningless formal calculus" is possible, but that is not
    propositional logic or any other formal system with which I have worked.
    I only work with formal systems that have a semantics.  It seems to me
    rather pointless, to say the least, to engage in meaningless formal
    calculus.  I sincerely doubt that anyone has proposed either as
    useful in anyway, but I am willing to look at examples.

JA: Vide Supra.

JC: Hibert's formalism fails as a foundation for mathematics
    just because it can't be given a semantics completely.
    This is not true of propositional calculus, and would
    not be true of mathematics if Hilbert's program had
    been successful, so I maintain that you have not
    given me an example.  The very fact that Hilbert's
    program had clear criteria for failure shows that
    it was not empty formalism.  Chaitin remarks on
    some interesting work that pushes the limits of
    formalism into new and surprising areas, but
    again there is a clear semantics, and these
    cases do not provide counterexamples either.

JA: I think that you must have been somewhere over the Pacific when this discussion
    started.  You are repeating, more prosaically, all of the things that I have
    already said, if a bit more rhapsodically, about what a Big Lie this brand
    of self-styled "Formalism" is as a philosophy of practicing mathematics.
    Then you seemed to deny that anybody had ever proposed this philosophy,
    and so I gave you an example to remind you that some people really had.
    Any work that pushes this Formal Ism to the brink of having semantics
    is work that has converted this Formal Ism into its Formal Apostasy.

JC: I must admit, that I often felt that some of my professors at UCLA
    were engaged in one or the other or both practices, but that is
    really not very fair to them, and was more my own frustration
    with their interests, and their lack of concern with what
    cannot be formalized than anything else.

JC: One would get bored at having to deal with nonsense for very long.
    My understanding of this distinction comes from reading Russell on
    proper names and on incomplete symbols, as well as Kaplan and Perry
    on demonstratives and identification.

JA: Beauty is Form, and Form Beauty,
    And that's all you need to know.
    There's more to follow for sure,
    Quasi modo gratuitous corollary.
    In life as in mathematics, only
    Beauty can render it worthwhile.

JA: Still, by posing things in all-or-none terms,
    saying "X cannot be formalized" when we need
    to say "X cannot be exhaustively formalized",
    we characteristically miss the whole point
    of the exercise, partially to formalize X,
    and deny ourselves the practical benefits
    of doing just that.  I see a certain type
    of psychodynamic here that needs to be
    interpreted in a therapeutic remedium.

JC: Granted, but there is a tendency to resort to technique
    when it is available to the ignorance of everything else.

JA: In math as in art, the name of that is poor technique.

JC: I don't think so.  It is poor practice, but can yield excellent technical work.

JA: De gustibus, and so on, ...

JC: Yeh, that's what I meant above about my revision
    of my evaluation of what some of my professors
    were doing.

JC: This has led many contemporary philosophers of logic,
    some of them friends of mine, to argue that truth and
    validity are restricted to what we can constructively
    define through one or another specific technique.  I
    believe that, much as formalization is useful, it must
    systematically push out issues of truth and validity
    for any logic as strong as 1st order.

JA: The name of that is poor formalization.

JC: No, unless all formalization is poor formalization.
    See my paper on the dynamics of information and the
    origins of semiosis for my reasons.

JA: I think that we just attach different meanings to the word "formalization".

JC: I mean by formalization the abstraction from concrete cases to their
    relational structure (where structure is understood in the mathematical
    sense that fully determines a set of models, realizations, or instantiations).
    What do you mean?

JA: Reflection on conduct that produces an explicit description or a partial expression
    of an aspect of its form that had until that time only implicitly been informing it.

JC: That sounds to psychological for me.  Was that implication intended?
    If not, could you rephrase to remove any potential psychological implication?
    Sepcifically, reflection is used by both Locke and Hume as a psychological activity.

JA: Do you really intend to say that using one's mind makes one sound psychological?
    Do you really intend to say that using ones' mind implicates one in some action
    the evidence of which one ought to remove, or could remove, by a mere rephrasal?

JA: If using the mind is outlawed,
    Only outlaws will have minds.

JA: Formalization is a process.  What sort of process is it?

JC: Truth functional logic and modal logic, on the other hand, are complete.
    As I have said before on this list, that is one of the reasons I favour
    an information based logic.  It gives us both sides of the coin within
    the logic itself, as Greg Chaitin argues admirably, in my opinion,
    but not in the opinion of many logicians who do not see intuitively
    how distinctions are relevant to logic.  I do think that they need
    therapy, and Wittgenstein is as good as Peirce for this, I think.

JA: Logical systems can be "complete" in their own terms,
    but sign systems are never complete when you wake up
    and recall their due function in describing a world,

JC: I don't believe the first phrase makes sense in contrast
    to the second (see my remarks on "uninterpreted" above).

JA: The word "complete" is ambiguous here, if not a complete cipher.
    I cannot say yet whether the ambiguity can be made systematic.

JC: Sorry, I don't get this.

JC: Funny, I would take it that once we have done the latter,
    it follows that the complete formal systems are complete.
    I wouldn't say that they are complete in their own terms,
    because I couldn't even venture to say what that meant.

JA: I informally use phrases like "complete relative to itself" to mean that
    all expressions with universal model sets in some universe are provable.
    Propositional calculus is like that, and this means that one can check
    its theorems quasi modo model theory over a suitably chosen universe.

JC: More than that, Prop Calc applies to all possible universes,
    so one does not have to check it in particular universes.

JA: I have no practical and usable conception of "all possible universes" --
    I have always had to take my universes one or two or three at a time.
    I am talking about the measures of computational work that it takes
    in real terms to check whether a given proposition is a tautology.
    From my practical experience in writing theorem checking, proving,
    and applied logic programs, I have learned that model-theoretic
    methods are very often more efficient, useful, and all-round
    much more informative for the types of problems that arise
    in real applications.  I am engaged in applied logic here,
    not just decorating the study with tautologies, but using
    propositions to describe situations of interest and then
    computing derived facts about these situations.  Now, it
    does makes a lot of practical sense to factor out a core
    of pure logic at the heart of this applied enterprise,
    but unless it helps to keep the engine running it is
    not really that interesting for the sake of a' that.

JC: Well, the antecedent of my statement above is a consequence of definition,
    or at least it is usually taken that X is possible iff it has a consistent
    model, and Prop Calc determines consistency, if anything does (a non-trivial
    condition, given the non-formalizability of the truth concept, except relatively
    to a language in some meta-language).  Validity is also only  relatively formalizable.
    In both cases we know that there is no definable limit of embedded meta-languages that
    converges on the desired absolute concept.  I realize that this is contrary to Peirce's
    convergent realism, but with all due respect to Peirce, he did not understand these issues.

JA: Peirce understood his aim well enough to know that inquiry is not an arrow
    that can be nocked by a purely deductive enbowing, which is better than the
    Flatlander Tourists In Babel have ever understood about the Logic Of Science.

JC: I said, "with all due respect", but this still does not address my concern.

JA: Whether any of us knows how much respect is due
    is a thing that remains to be seen, but let me
    attempt a paraphrase.

JA: You are trying to carve out a "deductive idol of science" (DIOS),
    in syllogistics, to figment a "barbaric image of science" (BIOS).
    This is the same picture that Carnap et alii et aliae tried to paint,
    but worse than that, it is the same serpentine idol that Kant attempted
    to invest with the full power of his 'False Subtelty', of thinking that
    thinking all basely comes down to yet another application of transitivity,
    which worm of ourobore Peirce had already demolished while still yet a babe
    in his philosophic cradle.  For as almost any child can see, this dim image,
    this all 2-dim idol, lacks the pragmatically essential dimension that it
    would need to come into its own a viable model of inquiry.

JA: As for the business about convergence,
    you are reading Peirce backwards here.
    I will have to explain this bit later.

JC: This is why I maintained before that Goedel's results are
    of much more significance than you were willing to grant them.
    Forgive me, but I really don't see how the more specific cases
    in applied logic can alter this more general result in any way.

JA: I am talking about how to conserve the environment while spraying for mosquitoes.
    You are suggesting how the right sort of syntactical nuclear device oughta do it.

JC: I won't accept your metaphor as apt, but the nuclear device applies to the spray as well.
    It is just one of the nuclear devices.  I also don't think that Godel's results even make
    sense if they are treated as entirely syntactic.  You have to have the concept of validity
    and consistency (semantic notions) for the arguments to have any consequent for mathematics
    or logic.

JA: You are telling me why the sky is blue.
    I already know why the sky is blue.
    What I need to know is whether to
    plant corn or beans or alfalfa
    in the Spring and what sort
    of fertilizer is best to
    use for each crop, and
    knowing this will take
    a very large number of
    manurial comparisons
    to find out, that is,
    if a former really
    wants to know his
    business.

JC: Now, Goedel saw the way out as a sort of transcendental idealism, as did Kant.
    In neither case do I see that it leads to the resolution of issues in science
    or the philosophy of science, though Goedel thought that his closed temporal
    loops showed the ideality of time.  Not many have agreed with  him.  Now Peirce's
    style of completeness at the ideal limit seems to me to make sense only within
    this sort of framework, but, as I said, personally I can't see any  way to give
    it an interpretation that I can make meaningful (by which I mean,  which I can
    use in any way that makes a difference to my understanding, let alone to my
    experience).

JA: This is all beside the point, my point anyway, in several directions at once:

JC: Your point doesn't exist, as far as I can see, or at best you have set up
    a straw formalist.  My point is: don't trust Peirce so much;  he was off
    his metaphysical rocker.  I think his more mature work is more stable,
    but it also suffers from a yearning for completeness that just can't
    be satisfied.  This presents problems for him in his characterizations
    of truth and sound method.

JA: 1.  The working philosophy of all mathematicians is platonic realism,
        not any kind of trance-idealism.  Numbers exist.  Things follow.
        It is all so taken for granted that they do not even bother to
        discuss it, and this led some dis-contented civilians to think
        that they could speak for them,

JC: Wait a second.  Hilbert (your example) was a discontented civilian?

JA: All tinkers toy with ideas.  All tinkers try out the passing fancies.
    As a rule, none of this tinkering has much impact on the regulative
    principles that are embodied in their workaday practices.  The rule
    of platonic realism is so preëminent in mathematics that I find all
    apparent exceptions are generally accountable to anomie, bad faith,
    concessions to fashion, or self deception.  What these anomalies
    have in common is a lack of adequate reflection on actual praxis.
    So I will not call Hilbert a civilian, obviously, but a person
    who denies content I take to be dis-contented, axiomatically.

JA: but what got said was so silly that it stirred Gödel to speak up
    and shoot it down.  You can call it a therapeutic advance to turn
    a virus against itself, but nobody had that particular bug before
    those Principians infected the population with it.

JC: Well, I don't think that Russell knew about the completeness of first order logic.
    Certainly not explicitly.  He knew there were problems with unrestricted second
    order logic.  He found the problems in Frege's work.  Now, since anything that
    can be said explicitly can be said in first order logic, and first order logic
    is complete, I am not at all sure what the silliness you refer to is supposed
    to be.

JA: The folly is in thinking that inquiry into reality can be carried out in FOL.

JA: There is a type of person I know who is always saying one of these bits:

JA: | Everything <pick one:
    |             worth saying,
    |             that can be said
    |            >
    | can be said in <pick one:
    |                 FOL,
    |                 prose,
    |                 set theory,
    |                 forty words or less
    |            >

JA: What this type person always seems to forget is how utterly retro-spective
    is the POV from which they condescend to say this, forgetting all the work
    and the woe that it took some poor sucker to discover what they wrap up so.
    It is the science of discovery versus the science of review all over again.

JA: It's a little like certain software manufactors we know who want to
    bill you for fixes to bugs you never had until you unwarily bought
    their wares.  The misconceit of mathematics that got itself embodied
    in 'Principia Mathematica' is not the sort of mistake that an earlier,
    realist generation would ever have made in the first place, having never
    even thought to arrogate to themselves such an overweaning over-extension
    of a lame idea as to to think that the entire foundation of mathematics
    could ever be finitely axiomatized.

JC: I repeat: Goedel's proof is a refutation of Hilbert's formalism,
    which had clear criteria for falsification.  Goedel found these.
    There was a bug in the works.  There is no known bug in the works
    for propositional calculus, and there is good reason to believe
    that one cannot be found.  Hilbert's formalism was not a lame idea.
    It works perfectly well for limited (but ever more expanded) parts
    of mathematics, Peirce notwithstanding.

JA: I happen to find ZOL interesting.  Most folks do not think there's much to it.

JA: Thank you for continuing to explain to me that Formal Ism is dead.  Tell others.
    My interest leads me to ask this:  Aside from whatever it reputedly did for us,
    will it tell us where our next interesting and useful axiom set will come from?

JA: 2.  You seem to be blithely oblivious to the way that pragmatic factors
        affect what we can actually do with logical languages in practical
        computing terms.  The question is not "how the more specific cases
        in applied logic can alter this more general result in any way".
        The question is how this more general result might bear on the
        practical details of what we need to do in specific cases of
        applied logic, while the circumstance is that the high-flown
        principle does not reach the ground on which help is needed.
        Theorem-cranking is a purely incidental part of the task --
        contingent propositions come into far greater prominence
        when the expressions of the language are actually being
        used as descriptions of pragmatic objects or situations.
        And here you want to be able to generate models to spec.
        This really takes a whole different order of technique
        than the sort of gamey methods found in be-wise-theory.

JC: No doubt this is last sentence is true.  Nonetheless,
    one can eliminate large numbers of blind alleys with
    some simpler general arguments.

JA: This is exactly the sort of stuff that I used to say before
    I started to try it out on the computer.  Now I know better.

JC: However, you have over-generalized the specific result beyond
    its area of applicability, which has been my complaint all along.

JA: Did I try every blind alley that could be tried?  No I did not.  Nor do I plan to.

JC: I think that the reason why you do this is a mistaken characterization
    of formalism, and I suspect a confusion or mixing of aspects of natural
    and formal language semantics.

JA: I have never used any characterization of Formal Ism
    but the ones that its exponents themselves expounded.
    All the straw I strew in my construal is their straw.

JC: Oh dear, I seem to have entered
    those ominous troublesome regions
    must faster than I had intended to do.

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