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SUO: Re: Peirce and Whitehead



Title: Re: Peirce and Whitehead
Nicola,

I have been busy trying to finish a couple of papers and haven't had
a chance to write a formal answer to all the points in your review
of my book.

But I did want to clear up that point about the interpretation
of Whitehead's categories and their correspondence with Peirce's.
In particular, the main disagreement was whether Prehension
belonged under Secondness and Nexus under Thirdness, as I said,
or the opposite, as you said.

The point I made was that my interpretation was consistent with
Whitehead's Process and Reality and with Sherburne's summary of
P & N.  But for a more definitive answer, I scanned in some
excerpts from Whitehead's _Adventures of Ideas_, which is the
book he wrote immediately after P & N.  The dates are 1929 for
Process and Reality, and 1933 for Adventures of Ideas.

For the basic ideas, Whitehead gave a more detailed explanation
in the later book, which I believe make it clear that my
interpretation is consistent with both of Whitehead's books
and with Sherburne's summary.

The pages that discuss "prehension" and "nexus" are included
at the end of this message.

Note that a prehension is a dyadic relation between what Whitehead
calls the subject and the object.  What seemed confusing in
Sherburne's summary is Whitehead's sentence "Thus a prehension
involves three factors."  When you read that sentence in context
(see the excerpt labeled p. 178), it is clear that there are
two distinct "occasions", the subject and the object, and that
the third factor, the "subjective form" is "the affective tone
determining the effectiveness of that prehension in that occasion
of experience."  It is more like a commentary on the relevance
or importance of that prehension, and certainly not a distinct
"occasion" in the experience.

Following that is a more extended discussion of nexus, in
which Whitehead makes it clear that it is a grouping of
multiple "occasions", which may include multiple prehensions
of one another.   There are clearly many more "occasions"
involved in a nexus than in a prehension.

Have you sent your review to the editor?  If not, I wish you
would correct it.  If you have, I'll ask the editor to include
my response.

Dear John,

        thanks for your note. The final version of my review has been sent to the editor. I include below the part about Whitehead. After reading your note, my doubts are still there: a nexus does not seem to me as a "mediating entity", but rather the result of such mediation. On the other hand, it is clear it is the prehension that mediates... Of course the whole matter is complicated, but the problem is that neither your book nor your further comments help to get a coherent picture of it.

All the best,

-- Nicola



Sowa's deepest attempt to use Peirce's distinctions as a unifying ontological paradigm is his personal revisitation of Whitehead's categories: actual entity, prehension, and nexus. Although Sowa admits that "Whitehead never mentioned Peirce" (p.63), he considers these categories as strictly reflecting Peirce's. If successful, this unifying attempt could have been the most intriguing contribution of the whole book; unfortunately, however, the matter addressed is difficult, and the results are terribly confusing (and sometimes just inconsistent). Again, the problem is that Whitehead's categories are presented in an informal and obscure way, by including a few quotations with no attempt to explain or formalize them:

For Secondness, he [Whitehead] used the term prehension for "concrete fact of relatedness." He explained "that every prehension consists of three factors: (a) the subject which is prehending, namely, the actual entity in which that prehension is a concrete element; (b) the datum which is prehended; (c) the subjective form which is how that subject prehends that datum."
For Thirdness, Whitehead adopted the Latin word nexus [I will use the plural nexuses] which represents an instance of connecting or binding together two or more actual entities: "Actual entities involve each other by reason of their prehensions of each other. There are thus real individual facts of the togetherness of actual entities, which are real, individual, and particular, in the same sense in which actual entities and the prehensions, are real, individual, and particular. Any such particular fact of togetherness among actual entities is called a nexus" (pp. 63­64).

It took me months to grasp and digest these notions. I admit I haven't read Whitehead, but this reading shouldn't be a prerequisite for an introductory bookŠ. Eventually, I got to this simplified picture of Whitehead's terms: Suppose I sell my car to John Sowa; my own participation to this event is my prehension of it, which, of course, is different from John's. The selling event is the nexus that includes me and John as participants. However, why should a prehension be considered a secondness if it involves three factors? In addition, why is a "fact of togetherness" "an instance of connecting"? Isn't the prehension between entities the mediating factor within a nexus?

Unfortunately, things become more confusing when Sowa applies Peirce's distinction to the abstract counterpart of Whitehead's basic categories. According to Sowa, Whitehead "classified the abstractions in the categories of Eternal objects, Propositions, and Subjective forms, which constitute a triad of abstract Firstness, Secondness, and Thirdness" (p. 64). Propositions are therefore the counterpart of prehensions, and subjective forms such as emotions and purposes are the counterpart of nexuses. This mapping between Whitehaed's and Pierce's categories sounded very strange to me because subjective forms and propositions appeared to be switched in their correspondence to prehensions and nexuses: propositions seem to me as a nexus composed of a predicate and a logical subject, which prehend each other. After some serious puzzlement, I finally decided to resort to A Key to Whitehead's Process and Reality by Donald W. Sherburne [1], which apparently confirms my view. Indeed, on reading Sherburne's explanations, I realized that Whitehead's notion of nexus may be different from Sowa's because Whitehead sees it more as composed of actual entities that are interrelated through their prehensions of one another rather than as a mediating entity that links the actual entities together. A person, for example, is seen by Whitehead as an example of nexus (a "structured society"), but Sowa considers it an actual entity. Under this view, a nexus should be classified under firstness. Moreover, a prehension should better be seen as a thirdness because it "mediates" between the prehending and the prehended entities. Indeed, intentionality, which Sowa considers thirdness, has been seen in philosophy as an example of prehension [2].

In sum, this "synthesis" of Peirce and Whitehead is very problematic. Unfortunately, the consequences of this reconstruction are not limited to the philosophical background chapter because the whole book hinges on six top-level categories, obtained by adding to the physical trichotomy actuality-prehension-nexus its abstract counterpart form-proposition-intention (Whitehead's names have been changed slightly). As discussed above, the most serious problem here is that the intuitions behind prehension and nexus seem to be switched with respect to Sowa's interpretation.

[1] D. W. Sherburne, A Key to Whitehead's Process and Reality. Reprinted in 1981 from University of Chicago Press; an excerpt of the most important terms is available on line at http://hyattcarter.com/glossary.htm

[2] Gier, N. 1976. Intentionality and Prehension. Process Studies 6(3) 197-213.