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SUO: Re: Abstractions, Universals, and Signs




Aristotle wrote:

| a.  The theories of the soul (psyche)
|     handed down by our predecessors have
|     been sufficiently discussed;  now let
|     us start afresh, as it were, and try to
|     determine (diorisai) what the soul is,
|     and what definition (logos) of it will
|     be most comprehensive (koinotatos).
|
| b.  We describe one class of existing things as
|     substance (ousia), and this we subdivide into
|     three:  (1) matter (hyle), which in itself is
|     not an individual thing, (2) shape (morphe) or
|     form (eidos), in virtue of which individuality
|     is directly attributed, and (3) the compound
|     of the two.
|
| c.  Matter is potentiality (dynamis), while form is
|     realization or actuality (entelecheia), and the
|     word actuality is used in two senses, illustrated
|     by the possession of knowledge (episteme) and the
|     exercise of it (theorein).
|
| d.  Bodies (somata) seem to be pre-eminently
|     substances, and most particularly those
|     which are of natural origin (physica),
|     for these are the sources (archai)
|     from which the rest are derived.
|
| e.  But of natural bodies some have life (zoe)
|     and some have not;  by life we mean the
|     capacity for self-sustenance, growth,
|     and decay.
|
| f.  Every natural body (soma physikon), then,
|     which possesses life must be substance, and
|     substance of the compound type (synthete).
|
| g.  But since it is a body of a definite kind, viz.,
|     having life, the body (soma) cannot be soul (psyche),
|     for the body is not something predicated of a subject,
|     but rather is itself to be regarded as a subject,
|     i.e., as matter.
|
| h.  So the soul must be substance in the sense of being
|     the form of a natural body, which potentially has life.
|     And substance in this sense is actuality.
|
| i.  The soul, then, is the actuality of the kind of body we
|     have described.  But actuality has two senses, analogous
|     to the possession of knowledge and the exercise of it.
|
| j.  Clearly (phaneron), actuality in our present sense
|     is analogous to the possession of knowledge;  for both
|     sleep (hypnos) and waking (egregorsis) depend upon the
|     presence of the soul, and waking is analogous to the
|     exercise of knowledge, sleep to its possession (echein)
|     but not its exercise (energein).
|   
| k.  Now in one and the same person the
|     possession of knowledge comes first.
|
| l.  The soul may therefore be defined as the first actuality
|     of a natural body potentially possessing life;  and such
|     will be any body which possesses organs (organikon).
|
| m.  The parts of plants are organs too, though very
|     simple ones:  e.g., the leaf protects the pericarp,
|     and the pericarp protects the seed;  the roots are
|     analogous to the mouth, for both these absorb food.
|
| n.  If then one is to find a definition which will apply
|     to every soul, it will be "the first actuality of
|     a natural body possessed of organs".
|
| o.  So one need no more ask (zetein) whether body and
|     soul are one than whether the wax (keros) and the
|     impression (schema) it receives are one, or in
|     general whether the matter of each thing is
|     the same as that of which it is the matter;
|     for admitting that the terms unity and being
|     are used in many senses, the paramount (kyrios)
|     sense is that of actuality.
|
| p.  We have, then, given a general definition
|     of what the soul is:  it is substance in
|     the sense of formula (logos), i.e., the
|     essence of such-and-such a body.
|
| q.  Suppose that an implement (organon), e.g. an axe,
|     were a natural body;  the substance of the axe
|     would be that which makes it an axe, and this
|     would be its soul;  suppose this removed, and
|     it would no longer be an axe, except equivocally.
|     As it is, it remains an axe, because it is not of
|     this kind of body that the soul is the essence or
|     formula, but only of a certain kind of natural body
|     which has in itself a principle of movement and rest.
|
| r.  We must, however, investigate our definition
|     in relation to the parts of the body.
|
| s.  If the eye were a living creature, its soul would be
|     its vision;  for this is the substance in the sense
|     of formula of the eye.  But the eye is the matter
|     of vision, and if vision fails there is no eye,
|     except in an equivocal sense, as for instance
|     a stone or painted eye.
|
| t.  Now we must apply what we have found true of the part
|     to the whole living body.  For the same relation must
|     hold good of the whole of sensation to the whole sentient
|     body qua sentient as obtains between their respective parts.
|
| u.  That which has the capacity to live is not the body
|     which has lost its soul, but that which possesses
|     its soul;  so seed and fruit are potentially bodies
|     of this kind.
|
| v.  The waking state is actuality in the same sense as the
|     cutting of the axe or the seeing of the eye, while the
|     soul is actuality in the same sense as the faculty of
|     the eye for seeing, or of the implement for doing its
|     work.
| w.  The body is that which exists potentially;  but just as
|     the pupil and the faculty of seeing make an eye, so in
|     the other case the soul and body make a living creature.
|
| x.  It is quite clear, then, that neither the soul nor
|     certain parts of it, if it has parts, can be separated
|     from the body;  for in some cases the actuality belongs
|     to the parts themselves.  Not but what there is nothing
|     to prevent some parts being separated, because they are
|     not actualities of any body.
|
| y.  It is also uncertain (adelon) whether the soul as an
|     actuality bears the same relation to the body as the
|     sailor (ploter) to the ship (ploion).
|
| z.  This must suffice as an attempt to determine
|     in rough outline the nature of the soul.

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Here is a study aid to assist with the reading of
the text.  What I think is especially relevant to
our purposes -- aside from the content of these
fundamental categories or "basemental concepts"
that echo in the everyday constitutions of our
minds and still support, if a bit contingently,
the greater parts of our thinking even today --
is the method that Aristotle uses, working through
analogy and prototype, or the well-chosen example,
to articulate, build, construe, derive, and apply,
in a recursive process, his system of abstractions.

So consider the following "Alignments of Capacities"
as you read Aristotle's text:

---------------------------------------------------
       Matter       |            Form
---------------------------------------------------
    Potentiality    |          Actuality
    Receptivity     |  Possession  |   Exercise
       Life         |    Sleep     |    Waking
       Wax          |          Impression
       Axe          |    Edge      |   Cutting
       Eye          |   Vision     |    Seeing
       Body         |            Soul
---------------------------------------------------
       Ship?        |           Sailor?
---------------------------------------------------

Bon Voyage!

Jon

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